Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Williams is a financial advisor registered in North Carolina with TIAA-CREF Individual & Institutional Services, LLC. Scott has been in the financial services industry since February 10, 2007. Prior to joining TIAA-CREF Individual & Institutional Services, LLC, Scott was a financial advisor with WELLS FARGO ADVISORS, LLC and EVERGREEN INVESTMENT SERVICES, INC.. Scott holds licenses to provide financial advice in all states and has specialized in providing financial planning, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
10/21/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
02/24/2015 - 06/19/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
05/15/2006 - 04/04/2008
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
04/25/2002 - 05/11/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
11/16/1999 - 12/31/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BOTH
Issued 10/21/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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