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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michael Wallace is a financial advisor with Cetera Investment Advisers LLC. Scott is a Certified Financial Planner with over 30 years of experience in the industry. Scott has been active in the industry since 1994 and previously worked with Josephthal Lyon & Ross Incorporated and F.N. Wolf & Co., Inc. Scott has a strong track record of providing financial advice to individuals, families, and businesses. He is committed to helping clients achieve their financial goals. Scott is registered with the state of Texas as both a Broker and Investment Advisor and holds Series 7, 63, and 24 licenses. Scott currently works out of the Boerne, Texas office of Cetera Investment Advisers LLC.
BOERNE, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (BOERNE TX)
NY
06/29/1994 - 06/19/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
01/18/1994 - 07/19/1994
F.N. WOLF & CO., INC.
BC
Issued 1/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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