Unclaimed
Scott Michael Toohig is a registered representative with Lazard Asset Management Securities LLC. Scott has been in the financial industry since March 22, 2002, and holds several professional licenses, including Series 7, Series 24, Series 31 and Series 63. Prior to joining Lazard Asset Management Securities LLC, Scott worked at Lazard Freres & Co. LLC, Morgan Stanley DW Inc., Trident Partners Ltd., and First Montauk Securities Corp. Scott specializes in helping clients with their investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/07/2004 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
04/02/2002 - 12/31/2002
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
01/10/2001 - 03/27/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/23/2000 - 08/01/2000
TRIDENT PARTNERS LTD. (WOODBURY NY)
NJ
01/02/2000 - 06/07/2000
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 12/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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