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Scott Michael Toohig

Lazard Asset Management Securities LLC

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About Scott Michael Toohig

Scott Michael Toohig is a registered representative with Lazard Asset Management Securities LLC. Scott has been in the financial industry since March 22, 2002, and holds several professional licenses, including Series 7, Series 24, Series 31 and Series 63. Prior to joining Lazard Asset Management Securities LLC, Scott worked at Lazard Freres & Co. LLC, Morgan Stanley DW Inc., Trident Partners Ltd., and First Montauk Securities Corp. Scott specializes in helping clients with their investment needs.

Firm Information

Scott Toohig is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Toohig’s Registration & Firm History

NY

10/07/2004 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NY

04/02/2002 - 12/31/2002

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

01/10/2001 - 03/27/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

05/23/2000 - 08/01/2000

TRIDENT PARTNERS LTD. (WOODBURY NY)

NJ

01/02/2000 - 06/07/2000

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

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Licenses & Designations

BC

Issued 01/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 12/30/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Michael Toohig.
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