Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Swanson is a financial advisor registered with Cerity Partners LLC based in New York, NY. Scott has been a registered investment advisor since 1991 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Scott also holds the Series 63, Series 65, Series 7, and Series 87 licenses. Scott Swanson is dedicated to providing clients with personalized financial planning, investment management, and wealth management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
10/03/2022 - Present
Cerity Partners LLC (Los Angeles CA)
CA
11/25/2013 - 04/07/2014
D.A. DAVIDSON & CO. (LOS ANGELES CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (LOS ANGELES CA)
CA
11/09/2006 - 11/04/2013
CROWELL, WEEDON & CO. (LOS ANGELES CA)
BC
Issued 12/14/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/26/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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