Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michael Smith is a financial advisor with over 15 years of experience in the financial industry. Scott is registered with Principal Securities, Inc. and has a wide range of experience including working with corporations or other businesses, individuals other than high-net-worth, and high-net-worth individuals. Scott is also a registered investment advisor with the state of Oregon. Scott's office is located in Lake Oswego, Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
OR
12/06/2022 - Present
Principal Securities, Inc. (LAKE OSWEGO OR)
OR
02/02/2007 - 11/25/2014
METLIFE SECURITIES INC. (LAKE OSWEGO OR)
OR
02/02/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LAKE OSWEGO OR)
BOTH
Issued 04/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/22/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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