Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michael Richardson is a registered representative with Northwestern Mutual Investment Services, LLC. Scott has been in the securities industry since March 27, 2019. Scott is registered in 40 states and the District of Columbia. Scott holds Series 63, 7TO and SIE licenses. Scott has a branch office located at 555 Middle Creek Pkwy, Ste 380, Colorado Spgs, CO 80921.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
03/28/2019 - Present
Northwestern Mutual Investment Services, LLC (Colorado Spgs CO)
BC
Issued 05/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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