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Scott Michael Rich

Huntleigh Advisors, Inc.

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About Scott Michael Rich

Scott Michael Rich is an investment advisor representative with Huntleigh Advisors, Inc. Scott has worked in the financial industry since 1989. Scott holds Series 7, 22, 63 and 65 securities licenses. Scott is currently registered in California, Florida, Illinois, Kansas, Kentucky, and Missouri. Scott has experience providing financial services to charitable organizations, high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth.

Firm Information

Scott Rich is currently registered with Huntleigh Advisors, Inc.. Huntleigh Advisors, Inc. is an investment advisor registered with the SEC and located in ST. LOUIS, MO. The firm has 40 licensed agents, 53 investment adviser representatives, 49 registered representatives, and 53 investment advisory functions. Huntleigh Advisors, Inc. provides portfolio management services for individuals and pension consulting. They manage approximately $445,422,627 in regulatory assets under management for 1,422 accounts. The firm primarily serves individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Huntleigh Advisors, Inc.

7800 FORSYTH BLVD.

ST. LOUIS, MO 63105

$445.42M

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/third party manager fees

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Scott Rich’s Registration & Firm History

MO

09/07/2016 - Present

Huntleigh Advisors, Inc. (St. Louis MO)

MO

11/28/2001 - 02/03/2014

WUNDERLICH SECURITIES, INC. (ST. LOUIS MO)

MO

11/01/1999 - 12/03/2001

J. MICHAEL-PATRICK, L.L.C. (CLAYTON MO)

MO

07/31/1995 - 10/29/1999

KENNY SECURITIES CORP. (ST. LOUIS MO)

MO

01/24/1994 - 06/22/1995

PAULI & COMPANY, INC (ST. LOUIS MO)

CA

06/29/1989 - 12/09/1992

BROKERS INVESTMENT CORPORATION (CANOGA PARK CA)

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Licenses & Designations

IA

Issued 04/04/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/06/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/1990

Series 7 - General Securities Representative Examination

BC

Issued 06/27/1989

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Scott Michael Rich.
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