Unclaimed
Scott Michael Nemecek is a financial advisor with UBS Asset Management (us) Inc. in New York, NY. Scott has been in the financial industry since October 5, 2016. Scott is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, SIE, 79, and 52 licenses. Scott has experience with Credit Suisse Securities (USA) LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
02/08/2023 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/08/2016 - 08/10/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/08/2016
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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