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Scott Michael Napolitano

BA Securities, LLC

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About Scott Michael Napolitano

Scott Napolitano is a financial professional with over 18 years of experience in the securities industry. He is currently registered with BA Securities, LLC, a broker-dealer with a focus on investment banking. Scott has previously worked at several other prominent financial institutions, including Nomura Securities International, Inc. and Goldman, Sachs & Co. His experience spans a variety of roles, including investment banking, securities trading, and financial advisory. Scott holds Series 7, Series 24, Series 63, and Series 79TO licenses and is registered in several states including New York, Pennsylvania, California, Illinois, Michigan, Minnesota, and North Carolina.

Firm Information

Scott Napolitano is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Napolitano’s Registration & Firm History

PA

04/16/2021 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

10/30/2020 - 04/21/2021

BARNETT & PARTNERS ADVISORS, LLC (NEW YORK NY)

NY

07/07/2014 - 08/28/2020

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

12/09/2013 - 10/15/2014

BARNETT & PARTNERS ADVISORS, LLC (NEW YORK NY)

NY

06/15/2009 - 11/06/2013

PETER J. SOLOMON SECURITIES COMPANY, LLC (NEW YORK NY)

NY

05/31/2007 - 07/01/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

09/08/2003 - 05/25/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Michael Napolitano.
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