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Scott Michael Munley

TP Icap Global Markets Americas LLC

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About Scott Michael Munley

Scott Munley is a financial professional with over 20 years of experience in the industry. Scott is currently registered with TP Icap Global Markets Americas LLC, which is headquartered in New York, NY. Scott is also a registered representative with FINRA and is licensed in both New Jersey and New York. Scott's previous experience includes positions with ICAP Securities USA LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Scott Munley is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Munley’s Registration & Firm History

NY

04/15/2009 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

12/09/2014 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

02/05/2001 - 04/15/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/13/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Michael Munley.
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