Unclaimed
Scott Munley is a financial professional with over 20 years of experience in the industry. Scott is currently registered with TP Icap Global Markets Americas LLC, which is headquartered in New York, NY. Scott is also a registered representative with FINRA and is licensed in both New Jersey and New York. Scott's previous experience includes positions with ICAP Securities USA LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/15/2009 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
12/09/2014 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
02/05/2001 - 04/15/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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