Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Mondeau is an investment advisor representative who has been in the financial services industry since February 1992. Scott is currently registered with Flagship Harbor Advisors, LLC and has been with the firm since March 2022. Prior to that, Scott was registered with Next Financial Group, Inc. from April 2005 to March 2022. Scott is a Series 6, 7, 24, 26, 51, and 66 licensed advisor. Scott also has a Series 63 license, and the Securities Industry Essentials Examination. Scott specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Scott has 2419 high net worth clients, 5209 individual clients, 20 pension and profit-sharing plan clients, and 31 corporate or business clients. Scott is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/31/2022 - Present
Flagship Harbor Advisors, LLC (BOSTON MA)
MA
04/22/2005 - 03/26/2022
NEXT FINANCIAL GROUP, INC. (BRIDGEWATER MA)
GA
02/26/1992 - 04/21/2005
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 11/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/02/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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