Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michael Marshall has been in the financial services industry since 1999. Scott is currently a registered representative with TIAA-CREF Individual & Institutional Services, LLC in Pittsburgh, PA. Scott is registered in 15 states, including Pennsylvania, Florida, Illinois, Maryland, New Jersey, New York, North Carolina, Ohio, Rhode Island, South Carolina, Texas, and West Virginia, He holds licenses for Series 7, 9, 10, 63, and 66. Scott provides financial planning, portfolio management for individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
PA
12/24/2020 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Pittsburgh PA)
PA
10/18/2005 - 03/08/2018
SCOTTRADE, INC. (PITTSBURGH PA)
NE
08/24/1999 - 10/17/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 08/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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