Unclaimed
Scott Johnson is a financial advisor with over 20 years of experience in the financial industry. Scott is currently registered with Santander Securities LLC, working with individual investors, corporations, and charitable organizations. Scott is committed to providing sound financial advice to help clients reach their financial goals. Scott has held previous roles at LPL Financial LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc, Banc of America Investment Services, Inc, Quick & Reilly, Inc, Prudential Securities Incorporated and Moors & Cabot, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
01/24/2014 - Present
Santander Securities LLC (Milford MA)
MA
07/07/2010 - 09/19/2012
LPL FINANCIAL LLC (WESTBORO MA)
MA
06/01/2009 - 07/22/2010
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
12/17/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
10/20/2004 - 12/17/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/06/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
10/13/1998 - 12/13/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
10/06/1998 - 10/15/1998
MOORS & CABOT, INC. (BOSTON MA)
IA
Issued 01/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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