Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott Michael Johnson

Santander Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott Michael Johnson

Scott Johnson is a financial advisor with over 20 years of experience in the financial industry. Scott is currently registered with Santander Securities LLC, working with individual investors, corporations, and charitable organizations. Scott is committed to providing sound financial advice to help clients reach their financial goals. Scott has held previous roles at LPL Financial LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc, Banc of America Investment Services, Inc, Quick & Reilly, Inc, Prudential Securities Incorporated and Moors & Cabot, Inc.

Firm Information

Scott Johnson is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott Johnson’s Registration & Firm History

MA

01/24/2014 - Present

Santander Securities LLC (Milford MA)

MA

07/07/2010 - 09/19/2012

LPL FINANCIAL LLC (WESTBORO MA)

MA

06/01/2009 - 07/22/2010

MORGAN STANLEY SMITH BARNEY (BOSTON MA)

MA

12/17/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)

MA

10/20/2004 - 12/17/2007

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

12/06/2002 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

NY

10/13/1998 - 12/13/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MA

10/06/1998 - 10/15/1998

MOORS & CABOT, INC. (BOSTON MA)

Not sure if Scott Michael Johnson is right for you?

Licenses & Designations

IA

Issued 01/10/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/25/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Michael Johnson. Review regulatory record here.
Not sure if Scott Michael Johnson is right for you?