Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michael Duplantis is a financial advisor with Morgan Stanley. Scott has been working in the financial industry since February 2004. He is registered with FINRA and holds a Series 6, 7, 63, and 65 license. Scott also holds the Series SIE certification. He has been with Morgan Stanley since 2014. Before joining Morgan Stanley, Scott was with J.P. Morgan Securities LLC and Chase Investment Services Corp. Scott works with individual clients, high-net-worth individuals, pension plans, and businesses. He specializes in asset allocation advice, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
02/14/2014 - Present
Morgan Stanley (Austin TX)
TX
10/01/2012 - 02/17/2014
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
TX
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AUSTIN TX)
IL
02/02/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 03/02/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/30/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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