Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michael Duff is a financial advisor associated with Stifel, Nicolaus & Company, Inc., located in SAN FRANCISCO, CA. Scott has been in the financial services industry for over 20 years and is registered with the state of California as a broker-dealer and an investment advisor. Prior to joining Stifel, Nicolaus & Company, Inc., Scott worked at THOMAS WEISEL PARTNERS LLC. Scott has experience in providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/22/2016 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
05/04/2010 - 03/01/2012
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
04/25/2002 - 06/06/2008
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
09/09/1999 - 05/18/2000
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
09/01/1998 - 11/04/1998
BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
CA
05/21/1998 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
NY
03/21/1997 - 03/17/1998
ABN AMRO ASIA INC. (NEW YORK NY)
CA
03/29/1996 - 01/22/1997
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 03/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Duff is the right advisor for you? Invested Better is here to help.
