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Scott Michael Determan

B. C. Ziegler AND Co.

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About Scott Michael Determan

Scott Determan is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with B. C. Ziegler And Co. in Iowa, where he holds his Series 7, 63 and 6 registrations. Scott has worked for several firms in his career, including Fortis Investors, Inc. in Minnesota and B. C. Ziegler And Company in Illinois. Scott has a wide range of experience and expertise in financial services, including investment banking, municipal securities, and operations. He is also a licensed municipal advisor representative.

Firm Information

Scott Determan is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Determan’s Registration & Firm History

IA

04/19/2007 - Present

B. C. Ziegler AND Co. (Des Moines IA)

IL

08/29/2001 - 05/09/2002

B. C. ZIEGLER AND COMPANY (CHICAGO IL)

MN

01/10/2000 - 02/23/2000

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 02/01/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2015

Series 30 - NFA Branch Manager Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 05/20/2019

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/07/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Michael Determan.
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