Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Coles is a financial advisor who has been in the industry since 1998. Scott is currently registered with Morgan Stanley and provides financial advice to a wide range of clients, including individuals, businesses, and institutions. Scott has experience in a variety of areas, including investment management, financial planning, and retirement planning. Scott is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/27/2019 - Present
Morgan Stanley (Syracuse NY)
NY
04/10/2014 - 06/08/2015
ONEIDA WEALTH MANAGEMENT, INC. (Syracuse NY)
NY
01/02/2013 - 04/24/2014
CADARET, GRANT & CO., INC. (NORTH SYRACUSE NY)
NY
11/08/2011 - 12/10/2012
MORGAN STANLEY (SYRACUSE NY)
NY
07/16/2004 - 10/27/2011
RBC CAPITAL MARKETS, LLC (SYRACUSE NY)
NY
05/13/1999 - 07/19/2004
CADARET, GRANT & CO., INC. (SYRACUSE NY)
MD
04/22/1998 - 12/16/1998
M&T SECURITIES, INC. (BALTIMORE MD)
MN
12/01/1997 - 02/04/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/01/1997 - 02/04/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/06/2013
Series 4 - Registered Options Principal Examination
BC
Issued 09/03/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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