Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Clark is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with Ernst & Young Capital Advisors, LLC and is Series 7, Series 24, Series 63, SIE, and Series 79TO licensed. Scott is a registered principal and is licensed in 30 states. Prior to joining Ernst & Young Capital Advisors, LLC Scott was a registered representative at Oppenheimer & Co. Inc. and CIBC World Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/25/2017 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
01/14/2008 - 10/27/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/20/2002 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 12/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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