Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michael Buoy is an active registered representative and investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been in the industry since 2008 and holds a Series 3, Series 7, Series 63, Series 65 and Series 66 licenses. Scott has previously been associated with J.P. MORGAN SECURITIES LLC and Goldman, Sachs & Co.. Scott is licensed to provide investment advice in multiple states including California, Texas, Arizona, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Indiana, Michigan, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Dakota, Utah, Washington and Wyoming. Scott's firm is Merrill Lynch, Pierce, Fenner & Smith Inc. which is a large firm based in New York, NY with over 10 billion - $50 billion in regulatory assets under management and 16965 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/10/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
08/13/2012 - 09/13/2017
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
NY
10/14/2003 - 07/12/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 10/30/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 9/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/17/2003
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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