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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Bullock is a financial advisor with Robert W. Baird & Co. Inc. Scott has been in the industry since 1994, Scott specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and institutions. Scott holds several professional licenses and certifications, including Series 3, Series 7, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
11/07/2014 - Present
Robert W. Baird & Co. Inc. (Spokane WA)
WA
05/11/2012 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (SPOKANE WA)
ID
01/03/2011 - 05/15/2012
WELLS FARGO ADVISORS, LLC (COEUR D'ALENE ID)
ID
09/15/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HAYDEN LAKE ID)
ID
11/22/1996 - 09/28/2006
CITIGROUP GLOBAL MARKETS INC. (COEUR D'ALENE ID)
NC
11/14/1994 - 12/09/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
09/08/1994 - 10/13/1994
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
IA
Issued 11/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2005
Series 3 - National Commodity Futures Examination
BC
Issued 09/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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