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Scott Michael Brown

Fisher Investments

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About Scott Michael Brown

Scott Michael Brown is a financial advisor with Fisher Investments. Scott has been in the financial services industry since 2014 and is registered to provide investment advice in Texas and Washington. Scott has experience with various types of clients, including high-net-worth individuals, insurance companies, and charitable organizations. Scott holds Series 63, 66, and 7 licenses, as well as the SIE exam. Scott's prior experience includes positions with Thornburg Securities Corporation, Griffin Capital Securities, LLC, and National Planning Corporation. At Fisher Investments, Scott provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.

Firm Information

Scott Brown is currently registered with Fisher Investments. Fisher Investments is an investment firm headquartered in Plano, Texas, managing over $298 billion in assets. The firm offers a range of advisory services, including financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Fisher Investments serves a diverse client base, including individuals, high-net-worth individuals, corporations, and institutional investors.
Fisher Investments

6500 INTERNATIONAL PKWY

PLANO, TX 75093-8222

$298.73B

Assets Under Management

Not reported

Total Clients

2,215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio assessment

Portfolio assessment

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Scott Brown’s Registration & Firm History

TX

02/05/2019 - Present

Fisher Investments (PLANO TX)

NM

06/08/2018 - 12/20/2018

THORNBURG SECURITIES CORPORATION (SANTA FE NM)

AZ

06/05/2015 - 08/08/2016

GRIFFIN CAPITAL SECURITIES, LLC (Phoenix AZ)

AZ

09/22/2014 - 01/16/2015

NATIONAL PLANNING CORPORATION (GLENDALE AZ)

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Licenses & Designations

BOTH

Issued 07/22/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Scott Michael Brown.
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