Unclaimed
Scott Michael Brown is a financial advisor with Fisher Investments. Scott has been in the financial services industry since 2014 and is registered to provide investment advice in Texas and Washington. Scott has experience with various types of clients, including high-net-worth individuals, insurance companies, and charitable organizations. Scott holds Series 63, 66, and 7 licenses, as well as the SIE exam. Scott's prior experience includes positions with Thornburg Securities Corporation, Griffin Capital Securities, LLC, and National Planning Corporation. At Fisher Investments, Scott provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
02/05/2019 - Present
Fisher Investments (PLANO TX)
NM
06/08/2018 - 12/20/2018
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
AZ
06/05/2015 - 08/08/2016
GRIFFIN CAPITAL SECURITIES, LLC (Phoenix AZ)
AZ
09/22/2014 - 01/16/2015
NATIONAL PLANNING CORPORATION (GLENDALE AZ)
BOTH
Issued 07/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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