Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Bowman is a financial advisor with Wells Fargo Clearing Services, LLC. Scott has been in the financial services industry since 1995 and has experience with a variety of firms including UBS Financial Services Inc. and Wachovia Securities, LLC. Scott is registered in 29 states and holds several licenses including Series 6, 7, 9, 10, 24, 63 and 65. Scott provides investment advice to individuals, businesses and charitable organizations. Scott is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/30/2019 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
12/10/2008 - 10/02/2017
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
12/04/2000 - 12/11/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
MO
08/27/1998 - 12/22/2000
EDWARD JONES (ST. LOUIS MO)
CT
06/27/1997 - 09/15/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
TN
06/11/1996 - 06/27/1997
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
OH
05/19/1995 - 06/05/1996
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
IA
Issued 10/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Bowman is the right advisor for you? Invested Better is here to help.
