Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Barth is a registered representative with Secure Asset Management, LLC. He is also a registered investment advisor representative with Secure Asset Management, LLC, as well as with Aurora Securities, Inc. Scott has been in the financial industry since February 3, 1997. Previously, Scott held positions at several firms including Brokersxpress LLC, Financial West Group, USAllianz Securities, Inc., NYLife Securities Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor for 3rd party money managers
1
2
TX
09/10/2024 - Present
Secure Asset Management, LLC (Flower Mound TX)
WI
12/04/2007 - 08/06/2012
BROKERSXPRESS LLC (JANESVILLE WI)
WI
12/06/2002 - 11/30/2007
FINANCIAL WEST GROUP (JANESVILLE WI)
MN
06/13/2001 - 10/16/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
NY
09/19/2000 - 06/19/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
09/24/1996 - 07/06/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/24/1996 - 07/06/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 03/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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