Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michael Bakley is a financial professional with over 27 years of experience in the industry. Scott has a broad range of experience in providing financial advice and services to clients, including individuals, families, and businesses. Scott has held positions with several firms, including Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, Cetera Advisor Networks LLC, First Allied Securities, Inc., Voya Financial Advisors, Inc., Principal Securities, Inc., and Securities America, Inc. Currently, Scott is registered with Park Avenue Securities LLC. Scott is also a Certified Financial Planner™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
09/17/2024 - Present
Park Avenue Securities LLC (CLIVE IA)
IA
06/10/2021 - 08/26/2024
CETERA ADVISORS LLC (WEST DES MOINES IA)
IA
06/10/2021 - 08/26/2024
CETERA FINANCIAL SPECIALISTS LLC (WEST DES MOINES IA)
IA
06/10/2021 - 08/26/2024
CETERA INVESTMENT SERVICES LLC (WEST DES MOINES IA)
IA
06/09/2021 - 08/26/2024
CETERA ADVISOR NETWORKS LLC (WEST DES MOINES IA)
IA
06/10/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
10/01/2018 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
12/16/2015 - 10/02/2018
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
02/26/2015 - 12/08/2015
SECURITIES AMERICA, INC. (WEST DES MOINES IA)
IA
07/22/2014 - 02/06/2015
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IA
11/25/2013 - 07/22/2014
MML INVESTORS SERVICES, LLC (WEST DES MOINES IA)
IA
08/13/2012 - 11/21/2013
LPL FINANCIAL LLC (DES MOINES IA)
IA
06/15/2007 - 07/06/2012
PRINCOR FINANCIAL SERVICES CORPORATION (WEST DES MOINES IA)
IA
12/20/2006 - 02/16/2007
SIGNATOR INVESTORS, INC. (CLIVE IA)
IA
05/30/2003 - 07/03/2006
EQUITRUST MARKETING SERVICES, LLC (WEST DES MOINES IA)
IA
07/02/1999 - 05/28/2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
MN
02/18/1997 - 07/01/1999
BRENTON INVESTMENTS, INC. (PLYMOUTH MN)
CA
11/28/1995 - 04/12/1996
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
MO
07/19/1994 - 09/13/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 07/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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