Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Michael Baker is a financial advisor with over 17 years of experience in the financial services industry. Scott is registered to provide investment advice in 53 states and the District of Columbia. Scott is currently employed with Morgan Stanley. Previous employers include Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Scott has a Series 66, Series 7, Series 9, Series 10, Series 31 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
SC
06/01/2009 - Present
Morgan Stanley (Hilton Head Island SC)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ARLINGTON TX)
TX
05/07/2004 - 04/02/2007
MORGAN STANLEY DW INC. (ARLINGTON TX)
BOTH
Issued 05/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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