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Scott Mciver Thomas

Cetera Investment Advisers LLC

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About Scott Mciver Thomas

Scott Mciver Thomas is a financial professional with over 30 years of experience in the financial services industry. Scott is a Certified Financial Planner and holds multiple securities licenses. Scott is currently registered with Cetera Investment Advisers LLC, and has previously worked with IFG Network Securities, Inc., World Invest Corporation, Global Investor Securities, Inc., and Investech Capital Corporation. Scott specializes in financial planning, portfolio management for businesses and individuals, and pension consulting. Scott is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals. Scott also provides educational seminars and helps clients select other advisors. Scott is dedicated to serving his clients with integrity and professionalism.

Firm Information

Scott Thomas is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

400 Bellemeade Street

GREENSBORO, NC 27401

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Thomas’s Registration & Firm History

NC

03/21/2024 - Present

Cetera Investment Advisers LLC (GREENSBORO NC)

GA

01/23/1991 - 01/02/2004

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

NA

10/29/1990 - 11/20/1990

IFG NETWORK SECURITIES, INC.

FL

08/14/1990 - 11/09/1990

WORLD INVEST CORPORATION (DEERFIELD BEACH FL)

NA

12/18/1989 - 08/14/1990

GLOBAL INVESTOR SECURITIES, INC.

AL

08/24/1987 - 12/20/1989

INVESTECH CAPITAL CORPORATION (BIRMINGHAM AL)

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Licenses & Designations

IA

Issued 2/22/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/19/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/20/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/29/1999

Series 7 - General Securities Representative Examination

BC

Issued 8/23/1990

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 8/23/1990

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 8/19/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Mciver Thomas.
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