Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott McDougall is a financial advisor with Fifth Third Securities, Inc. in Lake Forest, Illinois. Scott has been in the industry since December 2014. Scott is a Registered Representative and Investment Advisor Representative, holding both Series 63 and Series 65 licenses. Scott is also qualified to sell variable contracts and other investment company products, having obtained the Series 6 license. Scott has experience working with individuals, businesses, and retirement plans. Scott has a strong record of success in helping clients achieve their financial goals. Scott is committed to providing personalized service and working closely with clients to develop a financial plan that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
12/14/2023 - Present
Fifth Third Securities, Inc. (LAKE FOREST IL)
IL
05/16/2022 - 10/13/2023
LPL FINANCIAL LLC (LAKE FOREST IL)
IL
02/21/2020 - 02/13/2022
J.P. MORGAN SECURITIES LLC (DEERFIELD IL)
MO
01/01/2005 - 09/13/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IN
06/02/2000 - 09/22/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
08/11/1999 - 01/26/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IA
Issued 12/14/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/21/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/27/2020
SIE - Securities Industry Essentials Examination
BC
Issued 8/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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