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Scott McDougall

Fifth Third Securities, Inc.

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About Scott McDougall

Scott McDougall is a financial advisor with Fifth Third Securities, Inc. in Lake Forest, Illinois. Scott has been in the financial industry since 2000 and has experience working with individuals, businesses, and institutions. He is registered with the state of Illinois as a Broker and Investment Advisor Representative. Scott specializes in providing financial planning, investment management, and selection of other advisors. He is also qualified to provide portfolio management for businesses and individuals. Scott has a wide range of experience and is committed to providing clients with personalized financial advice.

Firm Information

Scott McDougall is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott McDougall’s Registration & Firm History

IL

12/14/2023 - Present

Fifth Third Securities, Inc. (LAKE FOREST IL)

IL

05/16/2022 - 10/13/2023

LPL FINANCIAL LLC (LAKE FOREST IL)

IL

02/21/2020 - 02/13/2022

J.P. MORGAN SECURITIES LLC (DEERFIELD IL)

MO

01/01/2005 - 09/13/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

IN

06/02/2000 - 09/22/2004

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

IN

08/11/1999 - 01/26/2000

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

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Licenses & Designations

IA

Issued 12/14/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/15/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/27/2020

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott McDougall.
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