Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Maxwell Frost is a financial advisor with over 6 years of experience in the financial services industry. Scott has a strong background in both investment advisory and broker-dealer services, having held various roles at financial institutions such as Thrivent Investment Management Inc, Hornor, Townsend & Kent, Inc., and Santander Securities LLC. Scott is currently registered with Osaic Institutions, Inc., a firm that provides a variety of financial services to individuals, businesses, and charitable organizations. Scott specializes in providing financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/09/2019 - Present
Osaic Institutions, Inc. (Muncy PA)
PA
09/24/2018 - 09/06/2019
SANTANDER SECURITIES LLC (MILTON PA)
PA
01/16/2018 - 09/13/2018
HORNOR, TOWNSEND & KENT, INC. (HUMMELS WHARF PA)
PA
05/17/2016 - 01/17/2018
THRIVENT INVESTMENT MANAGEMENT INC. (SELINSGROVE PA)
IA
Issued 10/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Frost is the right advisor for you? Invested Better is here to help.
