Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Speedy is a registered representative with Northwestern Mutual Investment Services, LLC. Scott has been in the securities industry since 1999. Scott has a Series 6, Series 7, Series 63, and Series 66. Scott has been with Northwestern Mutual Investment Services, LLC since 1999. Scott's current registration is approved and active in Tennessee. Scott has a previous registration in Texas, which is currently approved and active, but he is not currently registered there. Scott is registered as a broker and investment advisor. Scott is a resident of Nashville, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
TN
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (NASHVILLE TN)
WI
05/12/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 08/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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