Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Matthew Rose is an investment advisor representative with Thrivent Investment Management Inc., based in Golden Valley, MN. Scott has been in the industry since June 9, 2000. Scott holds a Series 7, Series 24, Series 4, Series 51, and Series 63 securities license. He is also registered as an Investment Advisor Representative in Colorado, District of Columbia, Minnesota, Oklahoma, and Texas. Scott has experience with Ameriprise Financial Services, Inc., AXA Advisors, LLC, and Waddell & Reed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/28/2019 - Present
Thrivent Investment Management Inc. (GOLDEN VALLEY MN)
CO
04/07/2017 - 06/21/2017
INDEPENDENT FINANCIAL GROUP, LLC (Englewood CO)
CO
04/18/2008 - 05/31/2016
WADDELL & REED (DENVER CO)
AZ
03/28/2008 - 04/21/2008
AXA ADVISORS, LLC (SCOTTSDALE AZ)
AZ
04/05/1999 - 03/19/2008
AMERIPRISE FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
MN
04/05/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2006
Series 4 - Registered Options Principal Examination
BC
Issued 11/26/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 06/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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