Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Matthew Naiman is a financial advisor who has been in the industry since August 2008. Scott is registered with Trilogy Capital, Inc. and has been with the firm since January 2015. Scott is also registered with the state of California as an Investment Advisor Representative and with the state of Texas as a Resident Investment Advisor Representative. Scott offers financial planning, portfolio management for individuals, and selection of other advisors. Scott has a Series 6, Series 7, Series 63, and Series 65 license, as well as a Securities Industry Essentials (SIE) certification. Scott is also an employee/life agent for Trilogy Financial Services, Inc. and has held prior positions at National Planning Corporation and LPL Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/05/2023 - Present
Trilogy Capital, Inc. (Corona CA)
CA
08/20/2008 - 11/29/2017
NATIONAL PLANNING CORPORATION (CORONA CA)
IA
Issued 03/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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