Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Mulvaney is an investment advisor representative at Tiaa-Cref Individual & Institutional Services, LLC. Scott has been in the financial services industry since 2009. Scott has a Series 7, Series 6, Series 63 and Series 65 securities licenses. Scott has experience working with individuals, corporations and charitable organizations. The advisor specializes in providing financial planning, selection of other advisors and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
PA
09/26/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Philadelphia PA)
NC
03/28/2022 - 04/27/2023
CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)
PA
04/24/2019 - 01/21/2022
GIRARD INVESTMENT SERVICES, LLC (SOUDERTON PA)
MD
06/10/2014 - 09/25/2015
CALVERT INVESTMENT DISTRIBUTORS, INC. (BETHESDA MD)
PA
05/17/2013 - 01/08/2014
RESOURCE SECURITIES, INC. (PHILADELPHIA PA)
PA
10/15/2004 - 02/09/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
08/21/2003 - 10/12/2004
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
TN
10/21/2002 - 08/27/2003
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
BC
Issued 07/21/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/25/2015
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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