Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Surace is an investment advisor representative and financial professional with over 30 years of experience in the financial services industry. Scott is currently registered with Osaic Wealth, Inc. and has prior experience with Woodbury Financial Services, Inc., Questar Capital Corporation, USAllianz Securities, Inc., Signator Investors, Inc. and John Hancock Mutual Life Insurance Company. Scott holds Series 6, 7 and 66 licenses as well as the SIE exam. Scott has a strong track record of providing personalized financial planning, investment management and other advisory services to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/19/2024 - Present
Osaic Wealth, Inc. (Palm Harbor FL)
FL
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (Palm Harbor FL)
FL
12/01/2006 - 03/01/2019
QUESTAR CAPITAL CORPORATION (CLEARWATER FL)
FL
12/16/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (CLEARWATER FL)
MA
07/23/1992 - 01/03/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
07/23/1992 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 09/01/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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