Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Spalding is a financial advisor with Cbre Capital Advisors, Inc. Scott has been in the financial industry for over 20 years and is registered in California. Scott has passed the Series 63, Series 24, Series 7, Series 3, and Series 6 exams. Scott has previously worked at Foreside Fund Services, LLC, PIMCO Investments LLC, and Allianz Global Investors Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/16/2019 - Present
Cbre Capital Advisors, Inc. (LOS ANGELES CA)
CA
04/13/2018 - 02/06/2019
FORESIDE FUND SERVICES, LLC (Los Angeles CA)
CA
02/14/2011 - 10/23/2017
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
05/31/2000 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BC
Issued 07/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2000
Series 3 - National Commodity Futures Examination
BC
Issued 05/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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