Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott Martin O'Connor

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott Martin O'Connor

Scott O'Connor is a financial professional with over 7 years of experience in the industry. Scott is a registered representative with Nylife Securities LLC. Scott is licensed to conduct business in Arkansas, California, Connecticut, Florida, New Jersey, New York, Texas, and Virginia.

Firm Information

Scott O'Connor is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott O'Connor’s Registration & Firm History

NY

07/02/2014 - Present

Nylife Securities LLC (WHITE PLAINS NY)

Not sure if Scott Martin O'Connor is right for you?

Licenses & Designations

BC

Issued 12/18/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2016

Series 7 - General Securities Representative Examination

BC

Issued 07/02/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Martin O'Connor.
Not sure if Scott Martin O'Connor is right for you?