Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lomes is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with Kestra Advisory Services, LLC and has previously worked with Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., and Morgan Stanley DW Inc. Scott has a wide range of experience in financial planning, portfolio management, and pension consulting. Scott holds Series 7, 31, 63, and 65 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
06/21/2016 - Present
Kestra Advisory Services, LLC (BOSTON MA)
MA
01/23/2008 - 06/30/2014
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
MA
08/03/2001 - 02/12/2008
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
NY
08/14/1998 - 08/03/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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