Unclaimed
Scott Kibler is a financial advisor registered with UBS Financial Services Inc., with over 20 years of experience in the industry. Scott is licensed to offer investment advice in New Jersey and specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Scott's previous experience includes roles at WELLS FARGO ADVISORS, LLC, CITIGROUP GLOBAL MARKETS INC., HSBC SECURITIES (USA) INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/13/2014 - Present
UBS Financial Services Inc. (Weehawken NJ)
NJ
03/03/2008 - 10/31/2014
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
NY
05/29/2007 - 02/27/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/02/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/10/2006 - 03/19/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
IL
08/09/2004 - 11/16/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
09/18/2002 - 07/01/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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