Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Martin Gerstein is a financial advisor with LPL Financial LLC. Scott has been in the industry since November 1992 and has been registered with LPL Financial LLC since September 2018. Previously, Scott was registered with MIDSOUTH CAPITAL, INC., ATTKISSON, CARTER & AKERS, INCORPORATED, SMITH BARNEY INC., LEHMAN BROTHERS INC., and CHATFIELD DEAN & CO., INC.. Scott holds licenses for Series 63, Series 65, Series 7, Series 24, and SIE. Scott also holds a JD from Chicago-Kent College of Law.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
09/24/2018 - Present
LPL Financial LLC (SCOTTSDALE AZ)
GA
06/15/1998 - 09/21/2006
MIDSOUTH CAPITAL, INC. (MARIETTA GA)
GA
12/04/1995 - 06/26/1998
ATTKISSON, CARTER & AKERS, INCORPORATED (ATLANTA GA)
NY
07/31/1993 - 11/27/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
02/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/30/1992 - 12/14/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
CO
08/17/1992 - 09/21/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 05/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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