Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Manuel Fitzgerald is a financial advisor with UBS Financial Services Inc., based in Melville, NY. Scott has been in the financial services industry since October 3, 1991, and has held various positions at several firms including Vanderbilt Securities, LLC, Prime Capital Services, Inc., and BHCM INC. Scott is a CERTIFIED FINANCIAL PLANNER™ professional and holds several securities licenses, including Series 7, 6, 52TO, 4, 24, 53, and 55. Scott is also registered to provide investment advice in 28 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/16/2024 - Present
UBS Financial Services Inc. (MELVILLE NY)
NY
01/07/2002 - 02/24/2016
VANDERBILT SECURITIES, LLC (WOODBURY NY)
NY
06/18/1996 - 01/07/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
TX
02/01/1995 - 06/20/1996
BHCM INC. (HOUSTON TX)
VA
06/10/1993 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
09/17/1992 - 06/11/1993
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NJ
03/23/1992 - 09/01/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/23/1992 - 09/01/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MA
06/18/1991 - 12/20/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/18/1991 - 12/20/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 07/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/25/1997
Series 4 - Registered Options Principal Examination
BC
Issued 05/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/11/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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