Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott MacMillan is an investment advisor representative who has been in the industry since 1993. Scott is currently registered with Wells Fargo Advisors Financial Network, LLC, and has previously worked with Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Scott & Stringfellow, Inc. Scott has passed numerous professional exams, including the Series 6, 7, 26, 31, and 63 and the SIE exam. Scott currently provides investment advisory services for a variety of client types, including individuals, high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, charitable organizations, banking or thrift institutions, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/17/2023 - Present
Wells Fargo Advisors Financial Network, LLC (RICHMOND VA)
VA
08/15/2008 - 04/17/2023
WELLS FARGO CLEARING SERVICES, LLC (KILMARNOCK VA)
VA
02/21/2006 - 09/04/2008
CITIGROUP GLOBAL MARKETS INC. (RICHMOND VA)
MD
07/12/2002 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
VA
05/05/1999 - 07/22/2002
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
10/02/1996 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
GA
10/06/1993 - 10/16/1996
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 12/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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