Unclaimed
Scott Shelton is a financial professional with over a decade of experience in the industry. Scott is currently registered with TP Icap Global Markets Americas LLC. Scott previously worked at Credit Suisse Securities (USA) LLC, where Scott was registered as a broker-dealer and investment advisor representative. Scott is a Series 7, Series 30, and SIE licensed professional. Scott's current firm is located in New York, NY, and is active in the broker-dealer space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2013 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
10/12/2011 - 02/20/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/23/2013
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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