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Scott M Shelton

TP Icap Global Markets Americas LLC

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About Scott M Shelton

Scott Shelton is a financial professional with over a decade of experience in the industry. Scott is currently registered with TP Icap Global Markets Americas LLC. Scott previously worked at Credit Suisse Securities (USA) LLC, where Scott was registered as a broker-dealer and investment advisor representative. Scott is a Series 7, Series 30, and SIE licensed professional. Scott's current firm is located in New York, NY, and is active in the broker-dealer space.

Firm Information

Scott Shelton is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Shelton’s Registration & Firm History

NY

04/05/2013 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

10/12/2011 - 02/20/2013

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/23/2013

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott M Shelton.
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