Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Raymond is a financial advisor with Mufg Securities Americas Inc. Scott has been in the industry since October 8, 2013. Scott is registered with FINRA and holds the Series 63, Series 79, and SIE licenses. Scott has been with Mufg Securities Americas Inc. since March 14, 2016. Scott was previously registered with BTMU Securities, Inc. from January 20, 2016 to March 14, 2016. Scott was also previously registered with BTMU Securities, Inc. from September 25, 2012 to January 5, 2015. Scott is registered to sell securities in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2016 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/20/2016 - 03/14/2016
BTMU SECURITIES, INC. (NEW YORK NY)
NY
09/25/2012 - 01/05/2015
BTMU SECURITIES, INC. (NEW YORK NY)
BC
Issued 11/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Raymond is the right advisor for you? Invested Better is here to help.
