Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Mardy is a financial professional with over 15 years of experience in the industry. Scott has a broad range of experience, having worked at several firms including DFA Securities LLC, NFP Securities, Inc., and Citigroup Global Markets Inc. Scott currently works at Foreside Fund Services, LLC. Scott is registered to provide securities-related services in all 50 states. Scott holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/13/2024 - Present
Foreside Fund Services, LLC (Kingston NY)
TX
09/11/2018 - 12/26/2023
DFA SECURITIES LLC (AUSTIN TX)
NY
07/07/2010 - 12/22/2010
NFP SECURITIES, INC. (NEW YORK NY)
NY
10/01/2008 - 09/16/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 04/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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