Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Hockman is a financial advisor with State Street Global Markets, LLC, a firm based in Boston, MA. Scott has been in the financial industry since July 4, 2007 and is licensed in 32 states across the U.S. Scott is currently registered with FINRA and is a member of the Securities Industry Essentials Examination and the General Securities Representative Examination. Scott previously worked at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
05/01/2017 - Present
State Street Global Markets, LLC (BOSTON MA)
MA
07/04/2007 - 05/01/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
BC
Issued 06/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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