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Scott M Hammond

Fidelity Brokerage Services LLC

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About Scott M Hammond

Scott Hammond is a financial advisor with Fidelity Brokerage Services LLC. Scott has been in the financial services industry since 2008 and holds licenses in all 50 states. Scott has a strong background in securities and investment products and is committed to providing his clients with personalized financial advice.

Firm Information

Scott Hammond is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Hammond’s Registration & Firm History

KY

10/29/2008 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

NC

03/12/2008 - 06/19/2008

FIDELITY BROKERAGE SERVICES LLC (CARY NC)

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Licenses & Designations

BOTH

Issued 08/05/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/14/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/11/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2010

Series 7 - General Securities Representative Examination

BC

Issued 03/07/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott M Hammond.
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