Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Garbien is a financial advisor with Northwestern Mutual Investment Services, LLC. Scott has over 20 years of experience in the financial services industry and is licensed to provide investment advice in 34 states. Scott holds Series 6, 7, 63, and 65 licenses. Scott is also a registered representative of the Financial Industry Regulatory Authority (FINRA). Before joining Northwestern Mutual Investment Services, LLC, Scott worked for Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NY
05/25/2001 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
WI
05/25/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 08/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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