Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lynn Gillespie is a financial advisor with Stifel, Nicolaus & Company, Inc., a firm with over 150,000 clients and $149 billion in assets under management. Scott Gillespie has been a registered representative for over 20 years and holds Series 7 and 63 licenses, as well as Series 65. Scott Gillespie is a Certified Financial Planner and provides financial planning, portfolio management, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/11/2020 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
04/05/2004 - 02/28/2017
CITY SECURITIES CORPORATION (LAFAYETTE IN)
MO
03/04/2004 - 04/08/2004
SCOTTRADE, INC. (ST. LOUIS MO)
TX
09/29/2000 - 06/30/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 03/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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