Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Louis Serio is a financial advisor with Cambridge Investment Research Advisors, Inc. located in Shreveport, Louisiana. Scott has over 10 years of experience in the financial services industry. He holds Series 7TO, Series 66, and SIE licenses. Scott has worked with several clients, including individuals, families, businesses, and non-profit organizations. He focuses on providing financial advice and investment management services. Scott is also a registered representative of Cambridge Investment Research, Inc., a broker-dealer registered with the Securities and Exchange Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
LA
07/19/2021 - Present
Cambridge Investment Research Advisors, Inc. (Carencro LA)
LA
11/25/2019 - 08/06/2021
MWA FINANCIAL SERVICES INC. (Shreveport LA)
LA
07/03/2019 - 11/26/2019
SAGEPOINT FINANCIAL, INC. (SHREVEPORT LA)
BOTH
Issued 11/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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