Unclaimed
Scott Louis Popa is a financial advisor who has been working in the industry since 2004. Currently, Scott is affiliated with J.p. Morgan Securities LLC as a Registered Representative. Scott is a Series 66, Series 4, Series 53, Series 24, Series 52TO, SIE and Series 7 licensed professional. Scott has experience in various firms including CHASE INVESTMENT SERVICES CORP., JPMORGAN DISTRIBUTION SERVICES, INC. and AXA ADVISORS, LLC. Scott Louis Popa has a strong background in financial services and a wide range of experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
10/01/2012 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
11/20/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
01/28/2005 - 10/24/2006
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
NY
08/11/2004 - 01/10/2005
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 09/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2013
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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