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Scott Louis Popa

J.p. Morgan Securities LLC

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About Scott Louis Popa

Scott Louis Popa is a financial advisor who has been working in the industry since 2004. Currently, Scott is affiliated with J.p. Morgan Securities LLC as a Registered Representative. Scott is a Series 66, Series 4, Series 53, Series 24, Series 52TO, SIE and Series 7 licensed professional. Scott has experience in various firms including CHASE INVESTMENT SERVICES CORP., JPMORGAN DISTRIBUTION SERVICES, INC. and AXA ADVISORS, LLC. Scott Louis Popa has a strong background in financial services and a wide range of experience in the industry.

Firm Information

Scott Popa is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Scott Popa’s Registration & Firm History

OH

10/01/2012 - Present

J.p. Morgan Securities LLC (Columbus OH)

OH

11/20/2006 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)

OH

01/28/2005 - 10/24/2006

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

NY

08/11/2004 - 01/10/2005

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/20/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/12/2013

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/13/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott Louis Popa.
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