Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lianshiang Chen is a registered representative of Keefe, Bruyette & Woods, Inc. Scott Chen has been active in the securities industry for more than 2 years. Scott Chen's current employment began on May 23, 2022. Scott Chen has passed the Series 63, Series 79TO, and SIE exams. Scott Chen is licensed in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/23/2022 - Present
Keefe, Bruyette & Woods, Inc. (SAN FRANCISCO CA)
BC
Issued 04/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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